Read Financial Advice and Financial Products: Law and Liability

Financial Advice and Financial Products: Law and Liability

Unknown Author

4.9/5 (20543 ratings)

Description:The new edition of Financial Advice and Financial Products now comes as a loose-leaf service. This comprehensive guide covers the legal and regulatory environment in which claims arising in the financial services context are brought and defended. Since 2001, legislative activity in the field of financial regulation has grown considerably and the rate of development in regulation and case law shows no sign of slowing. This exciting new loose-leaf text considers the applicable regime including the regulatory framework and statutory claims under the Financial Services and Markets Act 2000, together with traditional 'professional negligence' claims based on contract and tort against financial advisers, brokers, other intermediaries and product providers. There are two new chapters dedicated to the FSA's extension in regulatory powers to include the conduct of mortgage business (MCOB) and of general insurance business (ICOB) written by experts from Burges-Salmon Solicitors. In addition, the authors look at the FSA's increasing focus on financial promotion, together with the new Financial Promotion Order 2005 and updated FSA guidance. The text incorporates recent case law (such as Beary v Pall Mall Investments, Seymour v Caroline Ockwell & Co) and the impact of more recent financial scandals, including the continuing fall-out of Equitable Life's collapse, endowment mortgage complaints and 'precipice bonds' or SCARPS. Development in the case law on limitation and causation, and the approach of the Financial Ombudsman Service (FOS) to cases within its jurisdiction are also considered. Accompanied by two regular updates per year, this loose-leaf is an invaluable source of reference to all those in the field of financial services. First year updating is free.We have made it easy for you to find a PDF Ebooks without any digging. And by having access to our ebooks online or by storing it on your computer, you have convenient answers with Financial Advice and Financial Products: Law and Liability. To get started finding Financial Advice and Financial Products: Law and Liability, you are right to find our website which has a comprehensive collection of manuals listed.
Our library is the biggest of these that have literally hundreds of thousands of different products represented.

Pages: —

Format: PDF, EPUB & Kindle Edition

Publisher: —

Release: —

ISBN: 0199299064

Description: The new edition of Financial Advice and Financial Products now comes as a loose-leaf service. This comprehensive guide covers the legal and regulatory environment in which claims arising in the financial services context are brought and defended. Since 2001, legislative activity in the field of financial regulation has grown considerably and the rate of development in regulation and case law shows no sign of slowing. This exciting new loose-leaf text considers the applicable regime including the regulatory framework and statutory claims under the Financial Services and Markets Act 2000, together with traditional 'professional negligence' claims based on contract and tort against financial advisers, brokers, other intermediaries and product providers. There are two new chapters dedicated to the FSA's extension in regulatory powers to include the conduct of mortgage business (MCOB) and of general insurance business (ICOB) written by experts from Burges-Salmon Solicitors. In addition, the authors look at the FSA's increasing focus on financial promotion, together with the new Financial Promotion Order 2005 and updated FSA guidance. The text incorporates recent case law (such as Beary v Pall Mall Investments, Seymour v Caroline Ockwell & Co) and the impact of more recent financial scandals, including the continuing fall-out of Equitable Life's collapse, endowment mortgage complaints and 'precipice bonds' or SCARPS. Development in the case law on limitation and causation, and the approach of the Financial Ombudsman Service (FOS) to cases within its jurisdiction are also considered. Accompanied by two regular updates per year, this loose-leaf is an invaluable source of reference to all those in the field of financial services. First year updating is free.We have made it easy for you to find a PDF Ebooks without any digging. And by having access to our ebooks online or by storing it on your computer, you have convenient answers with Financial Advice and Financial Products: Law and Liability. To get started finding Financial Advice and Financial Products: Law and Liability, you are right to find our website which has a comprehensive collection of manuals listed.
Our library is the biggest of these that have literally hundreds of thousands of different products represented.

Special Offer | $0.00

Special Offer! | $0.00

Financial Advice and Financial Products: Law and Liability

Financial Advice and Financial Products: Law and Liability

More Books

Success as a Financial Advisor For Dummies

Success as a Financial Advisor For Dummies

Financial Advice to a Young Man

Financial Advice to a Young Man

The Market for Retirement Financial Advice

The Market for Retirement Financial Advice

How to Give Financial Advice to Women: Attracting and Retaining High-Net Worth Female Clients

How to Give Financial Advice to Women: Attracting and Retaining High-Net Worth Female Clients

The Secrets of Successful Financial Planning

The Secrets of Successful Financial Planning

De Gruyter Handbook of Personal Finance

De Gruyter Handbook of Personal Finance

Digging into Financial Advice

Digging into Financial Advice

Pension Reform

Pension Reform

Crypto-Finance, Law and Regulation

Crypto-Finance, Law and Regulation